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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants to purchase Class A ordinary shares | $ 11.5 | 11/27/2020 | P | 7,292,541 (2) | (3) | (4) | Class A ordinary shares | 7,292,541 | $ 1 | 7,292,541 | I | See footnote (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Genesis Park II LP C/O GENESIS PARK ACQUISITION CORP. 2000 EDWARDS STREET, SUITE B HOUSTON, TX 77007 |
X | X | ||
Genesis Park II GP LLC 2000 EDWARDS STREET, SUITE B HOUSTON, TX 77007 |
X | X |
Genesis Park II LP, By: Genesis Park II GP LLC, its General Partner, /s/ Paul W. Hobby, Name: Paul W. Hobby, Title: Authorized Signatory | 12/01/2020 | |
**Signature of Reporting Person | Date | |
Genesis Park II GP LLC, /s/ Paul W. Hobby, Name: Paul W. Hobby, Title: Authorized Signatory | 12/01/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes securities underlying 1,000,000 units purchased by Genesis Park II LP, the reporting person (the "Managing Member"), in the registrant's initial public offering for $10 per unit, as further described in the registrant's registration statement on Form S-1 (File No. 333-249066) (as amended, the "S-1"). Each such unit consists of one Class A ordinary share of the registrant, par value $0.0001 per share ("Class A Share") and one-half of one warrant. Each whole warrant is exercisable to purchase one Class A Share at a price of $11.50 per share. |
(2) | Genesis Park Holdings (the "Sponsor") purchased 7,292,541 warrants, as described in the S-1, in a private placement of warrants at a price of $1.00 per private placement warrant. Each whole private placement warrant is exercisable to purchase one Class A Share at a price of $11.50 per share. |
(3) | The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. |
(4) | The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the S-1. |
(5) | Warrants held directly by the Sponsor. The Managing Member is the manager of the Sponsor, and as such, has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor and may be deemed to have shared beneficial ownership of the ordinary shares held directly by the Sponsor. The general partner of the Managing Member is Genesis Park II GP LLC, which may be deemed to have shared beneficial ownership of the ordinary shares held directly by the Sponsor. Each of the registrant's officers and directors may hold a direct or indirect interest in the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Remarks: Paul Hobby, a manager of Genesis Park II GP LLC, serves on the board of directors of the registrant. For purposes of Section 16 of the Securities Exchange Act of 1934, the reporting persons may be deemed directors by deputization by virtue of Mr. Hobby's service on the issuer's board of directors. |